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Chuck Epstein

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Chuck Epstein has held senior-level marketing communications positions at the New York Futures Exchange, Chicago Mercantile Exchange, Russell Investments, Principal Financial, Zacks Investment Research and Lind-Waldock. He is the author of the memoir, You Don't Think I'm Beautiful (2016); How 401(k) Fees Destroy Wealth and What Investors Can Do To Protect Themselves (2012); Managed Futures in the Institutional Portfolio (1992); and The Handbook of Corporate Earnings Analysis (1994). He also has written by-lined articles for over 50 financial publications. In 2009, this blog ( won first place in the best small blog category from the Society of American Business Editors & Writers (SABEW). Recently, he had an op-ed published (his second) in Barron's on the need for mutual fund companies to designate a shareholder advocate to assure that shareholders' interests are represented and protected. He also won writing awards from the Mutual Fund Education Alliance (MFEA) in 2006, 2007, and 2008 for writing the best broker-dealer and/or shareholder newsletters in the large mutual fund category class. He holds a MA in Communications and a BA in Journalism from the University of Illinois, Urbana.

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3 Articles, 0 Quick Links, 0 Comments, 0 Diaries, 1 Series, 0 Polls

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SHARE More Sharing        Friday, December 4, 2020
NYSE Chairman Should Resign After Being Involved in NYSE Insider Trading Scheme As the nation's premier stock exchange, the NYSE is supposed to be the leader in setting corporate governance standards. But it cannot be the leader when its chairman is involved in an insider trading scheme. Either the NSYE tolerates insider trading or it fires its chairman, Jeff Sprecher. They cannot have it both ways.
Series: NYSE and Insider Trading (3 Articles, 2552 views)
NY stock exchange traders floor LC-U9-10548-6., From WikimediaPhotos
SHARE More Sharing        Friday, December 4, 2020
Sprecher Insider Trading Charges Raise the Grasso NYSE Lawsuit Specter The NYSE has a bad history of investigating the errant activities of its former chairman. Dating back to 1933, only a few NYSE chairman have ever been accused of wrongdoing, and they have never been charged with insider trading until now. Today, NYSE Chairman Jeff Sprecher was named in an insider trading scheme along with his wife, sitting US Senator Kelly Loeffler (R-Ga.). This is a scandal involving the NYSE.
Series: NYSE and Insider Trading (3 Articles, 2552 views)
SHARE More Sharing        Thursday, December 3, 2020
NYSE's Reputation Suffers When Its Chairman Is Involved In Insider Trading Insider trading is the most serious charge that can be brought against an executive of a publicly-traded corporation. So what happens when the chairman of the New York Stock Exchange, the world's symbol of American capitalism, is charged in an insider trading scheme? Nothing. That's a bad omen for publicly-traded companies and the American financial system.
Series: NYSE and Insider Trading (3 Articles, 2552 views)