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June 9, 2008 at 06:27:20

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What Constitutes an Election Audit

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By Richard Hayes Phillips (about the author)     Page 1 of 2 page(s)

opednews.com     Permalink

For OpEdNews: Richard Hayes Phillips - Writer

Presented at the Building a New World Conference
Radford, Virginia, May 24, 2008


What Ohio citizens conducted, under my direction, was a genuine audit of the 2004 presidential election.  This was no mere “spot check” of randomly selected precincts, and no mere “recount” of the same ballots previously run through the electronic tabulators.

We learned to ask for everything: ballots, poll books, voter signature books, ballot accounting charts, packing slips, and invoices.  We asked to see all the ballots, whether voted, spoiled, or unused.  And we always asked to photograph the records, so that I could analyze them with painstaking accuracy, and reexamine the same records when necessary.


We lacked the element of surprise, as a list of requested precincts was almost always demanded in writing and well in advance.  But I picked the counties, and I picked the precincts, and I rarely said how or why.  “What are you looking for?”  I was often asked.  “I don’t know,” I would reply.  “This is an audit.”

When the IRS audits your tax returns, you don’t get to pick the year, or decide which records to show them.  They want to see everything.  And so did we.

When election results have been altered, this will almost always be apparent at the precinct level.  Either the numbers will be at variance with long-established voting patterns, or inexplicable combinations of choices will be attributed to the same voters on the same day, or both.  Voter turnout, that is, the percentage of registered voters casting ballots, may be suspect, either too high or too low.  The percentage of ballots recorded as having no choice for the office, equal to undervotes plus overvotes, may be anomalously high or low.  Based upon these criteria, we audited the most suspect precincts.

All of the records we requested are important.  It is rightly the responsibility of election officials to verify the accuracy of the elections they administer.

The ballot accounting charts for each precinct should state the number of ballots received at the start of the day, which should match the number on the itemized packing slip from the printer who supplied the county with all its ballots.  That same chart should state the total number of “voted” ballots, which should equal the number of names in the poll book and the voter signature book.  It should state the number of “spoiled” ballots, which should match the number of altered ballot stub numbers recorded in the voter signature book.  And it should state the number of “unused” ballots remaining at the end of the day, which, when added to the number of “voted” and “spoiled” ballots, should equal the total number of ballots received at the start of the day.  Without these records there is no way to tell if the ballot box contains too many ballots, or too few.


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Ballot stubs are numbered strips of paper attached to each ballot.  The stub number for each ballot issued, both “voted” and “spoiled,” should be recorded by a poll worker right next to the voter’s name in both the poll book, written by the poll worker, and the voter signature book, signed by the voter.  The ballot stub should be torn off and placed into the ballot box separately, to protect voter privacy and the right to a secret ballot.  The numbers on the torn-off stubs should match the stub numbers in the poll book and the voter signature book, and the numbers on the stubs still attached to the unused ballots should not; and all the stubs, and all the ballots, whether voted, spoiled, or unused, should be preserved.  Without these records there is no way to tell if the ballots run through the electronic tabulator are the same ballots issued to the voters.

In Ohio, Boards of Elections are at liberty to “remake” ballots at their discretion, ostensibly so that the voter’s intent will be accurately recorded by the electronic tabulator.  In the counties we audited, the number of “remakes” or “duplicates” ranged from a mere handful to more than one percent of the total ballots cast in the entire county.  The original “spoiled” ballots which the “remakes” allegedly duplicate are supposed to be preserved.  We never saw any of them.  Without these records, there is no way to tell if the “remakes” are legitimate.

The subsets of regular, absentee, and provisional ballots in each precinct are also supposed to match the corresponding numbers of names recorded in the poll book and the voter signature book.  If the books do not indicate which absentee ballots were returned by the voters and which were not, and which provisional ballots were approved and which were not, another opportunity arises for alteration of the vote count.

The ballots for each precinct must be kept in the same sequence in which the auditor found them.  Failure to do so can compromise the evidence.  Long consecutive runs of ballots for one candidate or another are proof of hand sorting, for which there might be no legitimate reason.  Abrupt changes in voting patterns partway through the stack of ballots may be indicative of ballot tampering, especially if there is a marked increase or decrease in “ticket splitting.”  This is why “whole ballot analysis” is essential.  The combinations of choices attributed to individual voters on each ballot must be examined, not merely the contest being investigated.

Ballots from numerous counties must be examined.  Unless this is done, there is no frame of reference, and there is no way to tell if ballots are counterfeit.  Likewise, all the marks on the ballot must be examined, to see if one or more of the marks are made by a different hand than the others.  Such forgeries can be a method for spoiling the ballot by turning the voter’s choice into an “overvote,” or by turning an “undervote” into a vote for the candidate desired by the election riggers.

One cannot overstate the importance of the chain of custody for the ballots, as it is here that the opportunity for election rigging arises.  Lapses in the chain of custody after the ballots leave the polling place on Election Night provide the opportunity for ballot tampering prior to tabulation, in which case a subsequent hand count will nicely match the tabulator count.  Lapses in the chain of custody after the ballots are tabulated provide the opportunity for ballot substitution in order to get the ballots to match a rigged tabulator count.  And the greater the number of “extra” ballots ordered by the Board of Elections, above and beyond what could possibly be needed to accommodate all the voters, the greater the margin by which the vote

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count can be altered.  All that is needed to cover the tracks is to destroy the unwanted ballots and the unused ballots, or to leave the “extra” ballots off the invoice and the packing slip in the first place.

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Richard Hayes Phillips has been an observer of election statistics for 46 years. He has a doctorate in geomorphology from the University of Oregon, also holds degrees in politics, geography and history, and is a former college professor. When not (more...)
 

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A Note of Appreciation by PrMaine on Monday, Jun 9, 2008 at 3:54:47 PM
impressive but never complete by Marta Steele on Monday, Jun 9, 2008 at 8:06:06 PM
thanks, Richard!!!! by MJ Creech on Thursday, Jun 12, 2008 at 12:24:52 AM

 
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