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February 11, 2016
REVIEW: Stacey Hunter Hecht and David Schultz, "Presidential Swing States: Why Only Ten Matter"
By Marta Steele
Review of an excellent edited volume focused on each of the ten swing states that have existed between 1988 and 2012
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"[S]wing states are only relevant in relatively close elections."--David W. Beachler
This riveting, excellently edited collection of essays on ten swing states and two others, "pre-swing" and "post-swing," is well preceded by two richly explanatory introductions and a conclusion that lend clear perspectives to the whole. The balance of the book focuses on what the volume editors consider the ten swing states that these days decide presidential elections. The other states, plus the District of Columbia, eagerly watch the race and at the same time concentrate down ballot on others who can support their favorite candidate at both the campaign and subsequent, crucial level[s]. So their incentive to vote is still strong.
One shouldn't tell these others to stay home this November. Even those in the taxed but under-represented District of Columbia. Professor Schultz also notes that a visit from one candidate on behalf of a down-ballot co-partisan may actually do more harm than good. [1]
Definitions are of course crucial and are clarified soon after the first paragraphs. What is a swing state? It is one that changes partisan affiliation often in presidential elections; it is one whose own elections are close; it is also called a battleground (also called "competitive") state, where candidates campaign the most frequently, and a bellwether state when its decisions are identical with the country's ultimate presidential choices. Ohio and Nevada have assumed this status most recently, each one accurately voting for the winning candidate the most often in recent history, and each has selected the "wrong" candidate only once during that time. In addition, no Republican has ever won the presidency without winning Ohio, therefore the ultimate bellwether state.
The introduction contains a history of the use of the term "swing state," which first appeared in the New York Times and spread from there in the 2000s. It also focuses on the new expression "purple state," a product of the proliferation of the distinction between "red" and "blue" states, also in the 2000s. Purple is a mixture of these two: Iowa, for example, contains Democrats and Independents in its urban eastern side and Republicans in its rural west. Party affiliations divide evenly into thirds: Republican, Democratic, and Independent. Through nonpartisan redistricting and ease of changing partisan affiliations depending on the candidates, Iowa has evolved from a red state to a purple state. As the first state in the union to caucus, it is crucial and focal and candidates flock to it early and often, as they do to New Hampshire, where the first primaries are held soon after Iowa's caucuses. The Granite State also evolved to purple from red, but for different reasons! All of the press attracted by these "first state" statuses mobilizes voters. In New Hampshire, demographics have shifted as aging boomers and yuppies have moved in but commute to Massachusetts. These populations trend Democratic, away from the state's traditional red status, and fully 40 percent of voters declare themselves to be Independents.
But there have always been competitive states, as Rob Richie and his research institute Fairvote have observed. Why now is the term so ubiquitous and definitive? One answer is that there is a "decline in the real number of states that are competitive where either one of the major party candidates has a real chance of winning." No more whistle-stop train trips throughout the country with hat-tips to all Americans. It should be cheaper to campaign in fewer states, but expenditures have massively burgeoned, due in part to the Citizens United decision, due in part to the increasing polarization between the parties. Ballots or bills? That's a name I have assigned to this throbbing tension. Ballots are how Democrats largely fight, while the Republicans rely on their massive bank accounts, more globalized, at the same time doing all they can to reduce the number of Democratic voters.
The real decider, of course, the bottom line that defines swinging, is electoral votes, not popular votes, though the editors allow for the possibility of swinging in the latter scenario. Only four times in history, three times in the nineteenth century and once in the twenty-first, has the presidency gone to the winner of electoral votes whose opponent has won the popular vote. Many believe that John Kerry won Ohio's electoral votes in 2004 but was cheated out of them through various behind-the scene digital as well as above-ground devices, which would bring the total to five.
But the volume editors conclude, after quoting numerous definitions, that "the concept swing state is not precisely defined" (but another political scientist uses the terms "critical states" or "close states" and still another uses the term "tight state." Then there is the term "marginal" and the description "state where the presidential election in a state is won by 5 percent of votes or fewer." The editors then focus on swing voters and another rich conversation follows--their numbers in this country are increasing and "it is the swing voter who controls the balance of power in elections." There are probably as many terms for swing voters as there are for swing states, with the same subtle variations as discussed above. "Undecided," "nonpartisan," "another party," and "unaffiliated" are just a few.
Ultimately, "[a] swing state is more than a state that is competitive or a battleground state." It is a state whose presidential election results are hard to predict and one with "a proven track record of actually having flipped back and forth in terms of going for a Democrat or a Republican candidate in recent presidential elections." Four criteria follow for which states were chosen as swing states in this study: briefly, "competitive," "bellwether," "flips (due to "unstable partisan conditions")," and "battleground" features. They were measured for the period 1988-2012, a time period when their number shrank to around 10 and stayed at that number. They constitute 115 electoral votes, or 42.5 percent of the 270 needed to win the presidency. During a president's first term, they are somewhat likely to be the recipients of political favors, write the editors.
These ten states are Ohio, Florida, North Carolina, Wisconsin, New Mexico, Colorado, Nevada, New Hampshire, Virginia, and Iowa. Missouri used to be one and Indiana may become one, and so discussions of these two are also included to illustrate how a state joins the swing category or exits from it.
Chapter 1, Scott L. McLean's "Purple Battlegrounds," discusses the overall issues further. The opposite of a swing state is a landslide, or "uncompetitive" state. Where the winning margin exceeds 10 percent, we have a "blowout state." Election 2012 was a "blowout win," but not a landslide--four states were awarded to the winner by less than five percentage points: Florida, Ohio, Virginia, and North Carolina, the smallest numbers in modern history. Other recent elections with similar but larger numbers were landslides.
Such history, besides being fascinating, is eye-opening. The history of the Electoral College is included, briefly; Tocqueville is quoted--campaign seasons are like storms, "confined to the most competitive states," paraphrases McLean, while calm reigns throughout the rest of the country. More history follows. Riveting. Campaign strategies don't necessarily center around swing states. Remember, the number of a state's electoral votes also matters, making Pennsylvania, with its 20 electoral votes, a battleground state even though its electoral votes have gone to the Democratic presidential candidate since 1992. Recall the priceless anecdote about the Republican state house speaker who rejoiced when he thought voter ID would be required in the Quaker State in 2012. Then, surely, Romney would win the state, he proclaimed. The law was thrown out.
Witness the long lines of people waiting to vote in the New Hampshire primaries this year, not to mention the huge lines of traffic. Swing states attract more voters because they receive the huge majority of attention from the "major party" campaigns while the other states are ignored. That amounted to 39 states plus the District of Columbia in 2012, what are referred to sometimes as "spectator states" also. Swing states tend to be evenly divided between the red and blue parties. FairVote's definition of a swing state is one where "the presidential vote totals are between 47% and 53% of the candidate's national percentage of the vote," according to McLean. The number of swing states is declining. The number of Independent voters is rising but the campaigns would be addressing the future rather than the present by focusing efforts on them where they reside in uncompetitive (there's another term!) states. Independents in swing states are another story. There are larger numbers of independent voters in swing states than in others. In New Hampshire's 2016 primary, many voters remained undecided up to the moment they voted. I met a man in DC swinging between Sanders and Trump. No Kasich. No Clinton.
What would happen if the Electoral College were eliminated in favor of the popular vote? McLean warns readers to be careful what they wish for. Campaigns would focus on regions, like central Florida's I-4 (see below), rather than the whole country. Every vote would still not count equally. The buck rather than the ballot would still be the dark cloud preying on democracy. "They would begin to focus the most [on] densely populated areas, or on regions where they find high percentages of hardcore partisans as well as persuadable independents that can be mobilized on election day."
Among the other chapters, each swing state is turned inside-out to determine the causes of this descriptor--they are sometimes comparable, as listed above, and shifting demographics figure into many profiles, but each contains unique features. In addition to focusing on "swing" factors and origins, each chapter discusses the state's political history and other important traits and how all of these subjects will affect the outcome of Election 2016. There are endnotes, recommended readings, as well as ample bibliographies.
Chapters are rich with tables and graphs. The first table lists "Number of Competitive Presidential States per Election: 1960-2012." Another studies elections since World War I decided by less than five percentage points. The last in the book records Hoosiers' attitudes toward a list of issues. They are surprisingly left-leaning for a state that doesn't swing. But the volume editors predict that it will, on the basis of this gauge as well as others. The first graph compares the Democratic presidential nominee's share of the vote nationwide and in Missouri, 1960-2012. Missouri is "the one that got away," write authors Kenneth Warren and Rafael Jacob, the one that was a swing state and bellwether until 2008 and may, predict the editors, resume this status, so typical is it of the country as a whole in terms of "its urban and rural mix, its Catholic/Protestant and white/black ratios, its size and population, and its location in the middle of America's heartland (quote from the authors)."
The volume authors and editors are all esteemed political scientists from a wide array of colleges and universities.
Mentioned above as indispensable to a Republican presidential victory, the bellwether state Ohio was called "the battleground of battlegrounds" by vice presidential candidate Paul Ryan in 2012. It is true that in the last fourteen elections, the Buckeye State swung between presidential parties seven times. But authors Henriët Hendriks and Bas van Doorn argue that it is better described as a bellwether state than as a "consistent battleground," its results having mirrored the national popular vote in every election since 1964. This country swings. Ohio has been in recent times at the top of every presidential candidate's priorities, but outcomes have not been as close as they are now. Going forward, since 2000 anyway, these candidates will ignore Ohio at their peril.
Except in its number of Hispanics, demographics in Ohio are close to those nationwide (shown in a table)--"incredibly diverse," a microcosm of the country as a whole, with five distinct regions that include major urban centers, midsized cities, as well as rural, suburban, and exurban communities. Elements of its economy range from manufacturing to high tech, large-scale commercial farming, and white-collar industries. From another perspective, the gap between the number of Republicans and Democrats is 0.4 percent more blues than reds, the closest to zero in the country.
Does superstition enter in--the Republican factor, win Ohio or die? Compared with two other large swing states, Florida and Pennsylvania, it has only 18 electoral votes, but receives presidential candidate visits more reliably. And in the final week before Election 2012, the four candidates haunted the Buckeye State 21 times while only once visiting Florida. A table shows the full picture between 1988 and 2012, where among these three major states Ohio has the highest mean number of visits, 25.3, nearly five higher than Florida and a whopping 12 points higher than Pennsylvania.
And the authors see this trend continuing unabated into the near future.
Florida is the most notorious swing state because of the Election 2000 debacle that focused the nation and the world on the allegedly infinitesimal difference between candidate scores that determined the fate of the world. Many factors figure into its swing status, including its hospitable climate and low taxes that lure many including retirees from both liberal and conservative backgrounds. There are also the conservative Cubans and the liberal Jews in southern Florida, who are becoming less liberal as the years pass, though who knows what is to come for them if the elected POTUS in 2016 opposes their entitlements? There are 21 military bases, generally conservative in their voting habits, a growing Hispanic segment and a larger-than-average proportion of African Americans, both heavily liberal. The most swinging part of the state lies along the I-4 corridor in the center of Florida, said to determine the state's electoral votes and attract presidential campaigns from both parties--41 percent of the population there are Republicans.
Moderate, Floridian voters who are registered as unaffiliated are the fastest-growing group in the state, adding further to its swing status, which author Sean D. Foreman predicts is certain to remain consistent in the years to come.
The growth in Evangelical influence in Missouri helped swing it to the right. The increasing Hispanic population in New Mexico, already the largest in the country, combines with its status as one of the poorest states in the union to form a strong Democratic bloc that the author predicts will paint the state consistently blue in the future. This Hispanic growth mirrors that throughout this country in miniature. Smaller Hispanic contingents in Colorado and Nevada, other swing states featured among the chapters, also advantage Democratic candidates.
"A longstanding clash of political cultures" explains Wisconsin's swing-state status, where 40 percent of voters are moderate.
On and on. The book is a gold mine for politics enthusiasts as well as scholars and professionals; American history buffs, conscientious citizens, and any intelligent reader looking for a good book. It may make or break decisions or affiliations. It is an invaluable archive of the five Ws we can look to for predictions or look back on once 2016 results are in.
It's fascinating, each page rife with "did-you-knows."
It's magnetic. You can't put it down.
Deepest gratitude to the volume editors for putting this together at such an important time.
Marta Steele is an author/editor/blogger who has been writing for Opednews.com since 2006. She is also author of the 2012 book "Grassroots, Geeks, Pros, and Pols: The Election Integrity Movement's Nonstop Battle to Win Back the People's Vote, 2000-2008" (Columbus, Free Press) and a member of the Election Integrity movement since 2001. Her original website, WordsUnLtd.com, first entered the blogosphere in 2003. She recently became a senior editor for Opednews.com. She has in the past taught college and worked as a full-time as well as freelance reporter. She has been a peace and election integrity activist since 1999. Her undergraduate and graduate educational background are in Spanish, classical philology, and historical and comparative linguistics. Her biography is most recently listed in "Who's Who in America" 2019 and in 2018 she received a Lifetime Achievement Award from Who's Who.